SENDIASS Birmingham Confidentiality Policy

Service Confidentiality Policy

The role of SENDIASS (Special Educational Needs and Disability, Information, Advice and Support Service) in Birmingham is to ensure parent / carers have access to impartial information, advice and support so that they can make informed decisions about their child’s special educational needs.

This service is also available to young people aged 16-25.

This is achieved by working in partnership with parent / carers or the young person, providing information, services and training, working with relevant agencies and ensuring parents views influence local policy and practice.

The information, advice and support we offer should promote positive relationships, independence and self-advocacy for children, young people and their parents / carers.

Statutory Framework

The Children and Families Act 2014 and the SEND Code of Practice January 2015 require local authorities to arrange for children with SEN or disabilities for whom they are responsible, and their parents / carers, and young people with SEN or disabilities for whom they are responsible, to be provided with information and advice about matters relating to their SEN or disabilities, including matters relating to health and social care.

These Information, Advice and Support Services should be impartial, confidential and accessible and should have the capacity to handle face-to-face, telephone and electronic enquiries.

The Data Protection Act 1998 makes provision for the regulation of the processing of information relating to individuals, including the obtaining, holding, use or disclosure of such information.

Definitions

For the purpose of this policy Confidential information is any information about an individual or their family that is specifically communicated to SENDIASS orally or in writing, by the parent / carer, young person, child or anyone else. This includes any information about an individual parent / carer, young person or child, including their family and personal life, which may be observed or discovered by a member of the SENDIASS team.

Requirements on SENDIASS

Parents / Carers

Information about parents (including details about their children) should not be passed from SENDIASS to any statutory or voluntary organisation unless the parent(s) / carer(s) know and agree to this in advance.

If parents / carers do not want their details passed on to anyone else their wishes should be respected.

Young People

Information about a young person should not be passed from SENDIASS to any statutory or voluntary organisation, unless they know and agree to this in advance.

If young people do not want their details passed on to anyone else their wishes should be respected.

Children

Information about a child should not be passed from SENDIASS to any statutory or voluntary organisation unless they know and agree to this in advance.

If a child does not want their details passed on to anyone else their wishes should be respected.

Confidentiality statement

  • Child protection and Safeguarding issues will take priority over other consideration.
  • All information discussed will remain confidential within the IASS team except where the parent carer or young person has agreed otherwise or where there is believed to be a child protection or Safeguarding issue.

Respect for the parent’s, young people’s and the child’s right to privacy

  • Observations or information about the parent / carer, young person, child or their family are not recorded or communicated unless they are directly relevant to the issues under discussion.
  • Parents / carers, young people and children are not required to state the nature of their enquiry in front of other people.
  • Interviews are held in private where they cannot be overheard or observed.
  • Telephone calls are managed so that the identity of the caller, their family and educational or care setting cannot be recognised.

The parent’s, young person’s and the child’s right to contact SENDIASS in confidence anonymously

  • SENDIASS in Birmingham undertakes not to inform anyone else that the parent / carer, young person or child has contacted IASS unless they agree.
  • SENDIASS in Birmingham respects the right of anyone to contact the service anonymously.
  • SENDIASS responds to general enquiries without asking for detailed information about the parent / carer, young person of child or their family.

SENDIASS Birmingham’s commitment to principles of confidentiality in its relationship with parents, young people and children

  • All information obtained from parents / carers, young people and children is treated as confidential.
  • Information is not shared with anyone else except with the parents / carers, young person’s or child’s permission. After giving permission this may be modified or withdrawn at any time.
  • If a parent / carer, young person of child does not want their details passed on to anyone their wishes should be respected.
  • Information about parents / carers (including details about their children) should not be passed from SENDIASS to the local authority, the school or to any other statutory or voluntary organisation or parent support group unless parents know and agree to this in advance. Parents / Carers should be asked for their permission to share information.
  • Access to records held by SENDIASS by other LA departments or other bodies is only with the consent of the parents / carers or from the young person if over the age of 16 .
  • If parents / carers or young people do not want their details passed on to anyone else, their wishes should be respected.

Practical arrangements to ensure confidentiality

  • Office procedures protect the confidentiality of parents / carers, young people and children.
  • Personal information sent by email is with the parent’s / carer’s, young person or child’s permission and where necessary, encrypted according to Birmingham Councils policy.
  • “Coded” information such as initials and date of birth should be used in electronic and insecure communications.
  • Identities of parents / carers, young people and children will be protected in any information published by SENDIASS Birmingham.
  • Records are kept securely and comply with the provision of the Data Protection Act.
  • The service will not store or have access to reports about a child or young person without the consent of parents / carers, or the from the young person if they are over 16. 
  • Any statistical information provided by SENDIASS to help the local authority or health make provision more responsive to parents / carers, young peoples and children’s needs, or to identify a potential problem, will be anonymised to ensure individuals cannot be identified.

Confidentiality between SENDIASS Birmingham and Birmingham City Council

  • SENDIASS Birmingham has ownership of the information provided by parents / carers, young people and children who access the service.
  • Access to parental, young people’s and children’s records held by SENDIASS Birmingham, by other Local Authority Departments or other bodies is only with the consent of the relevant parents / carers, young person or child, subject to safeguarding requirements.

Information to parents on SENDIASS confidentiality policy

  • Parents / Carers, young people and children will be informed of the SENDIASS confidentiality policy.
  • Parents / Carers, young people and children will be informed as to who has access to SENDIASS Birmingham records.
  • Parents / Carers, young people and children will be informed of their rights to see any information held on them and in relation to parents / carers their child unless that information was provided by the young person or child in person. Access to this information is by way of a printed report on request.
  • Parents / Carers, young people and children will be informed that information is kept securely and will not be passed on to anyone else without their permission.

Information storage office procedures

  • No information provided by a parent / carer, young person or child should be stored without their permission.
  • Case recording:
    a) All information relating to calls of concern from parents / carers, young people and children must be recorded on the SENDIASS Birmingham agreed Case Recording Database.
    b)The Case Recording Database should not be accessible by the local authority and should only be accessible by SENDIASS staff.
    c)Access to the Case Recording Database is password protected.
  • Computer screens should not be left unattended with confidential information about parents / carers, young people or children visible.
  • Computer screens should be locked when left unattended.
  • Information from ‘Written’ materials, either electronic or paper, should only be uploaded onto the Case Recording Database if they are relevant to the advice and support being provided, or if they relate to Safeguarding. The original ‘Written’ paper materials should be disposed of in the locked confidential waste bins to be shredded.
  • Papers for and from meetings should be shredded as soon as practically possible and stored securely until this is possible.
  • Correspondence relating to parents / carers, or their families, young people and children should not be left on desks overnight but must be locked away.
  • Post relating to casework will be stored in a locked cabinet and picked up by the relevant member of staff when they are next in the office.
  • All records are kept securely and comply with the provision of the Data Protection Act.
  • All SENDIASS staff will be aware of the Confidentiality Policy.
  • All SENDIASS staff will receive training and advice regarding data protection and information storage.

Working with Children and Young People

  • The Children and Families Act (CAFA) 2014 and subsequent guidance requires young people and children to be offered confidential advice i.e. without their parents’ / carers’ knowledge.
  • The CAFA takes into account the Gillick case, the Gillick Competencies and the Fraser Guidelines.
  • As per the SEND Code of Practice SENDIASS Birmingham staff should where possible ensure the parents / carers of young people, while they are under 18 years old, and children are involved with decision making. If the child or young person does not want parents / carers involved, their right to make this decision should be recognised subject to Safeguarding/Child Protection and Mental Capacity Act requirements.

Monitoring

  • All SENDIASS staff will be made aware of the Confidentiality Policy and will be given training and advice regarding information storage. 

This policy will be reviewed annually.